SEC Form 4 · accession 0001214659-18-000059
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony P Hankins
Officer — CEO Asia Pacific and Div Pres
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | M | 100,000 | $2.59 | A | 462,615 | D | |
| Common StockF2 | Dec 28, 2017 | S | 100,000 | $33.2384 | D | 362,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $2.59 | Dec 28, 2017 | M | 100,000 | D | — | Mar 2, 2019 | Common Stock | 100,000 | 46,735 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017.
- F2The price reported in Column 4 of Line 2 with respect to the 100,000 shares sold on December 28, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.13 to $33.37. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
- F3These options vested in three equal annual installments beginning March 2, 2010.