SEC Form 4 · accession 0001214659-17-006300
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon M Huntsman
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 30, 2017 | S | 383,610 | $31.5831 | D | 115,206 | D | |
| Common StockF4,F5 | Oct 30, 2017 | S | 116,390 | $31.6533 | D | 10,222,466 | I | By Huntsman Family Holdings Company LLC |
| Common StockF6,F5 | Nov 1, 2017 | S | 100,000 | $32.315 | D | 10,122,466 | I | By Huntsman Family Holdings Company LLC |
| Common StockF7 | holding | — | — | — | 22,900 | I | By Karen H. Huntsman Inheritance Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The proceeds of the shares sold in lines 1, 2 and 3 of this report were used by Jon M. Huntsman to meet charitable obligations.
- F2The price reported in Column 4 line 1 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $31.97 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
- F3At the request of Jon M. Huntsman, Huntsman Family Holdings Company LLC sold the shares reported in lines 2 and 3 of Table 1 of this report for the benefit of, and distributed the proceeds of such sales to, Jon M. Huntsman.
- F4The price reported in Column 4 line 2 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.925 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4.
- F5These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
- F6The price reported in Column 4 line 3 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.25 to $32.40 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (6) to this Form 4.
- F7These shares are owned directly by the Karen H. Huntsman Inheritance Trust. Jon M. Huntsman may be deemed to be the beneficial owner of these shares by virtue of being the spouse of Karen H. Huntsman, the trustee of the Karen H. Huntsman Inheritance Trust. Jon M. Huntsman disclaims beneficial ownership of the shares held by the Karen H. Huntsman Inheritance Trust, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.