SEC Form 4 · accession 0001214659-17-004357
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy W. Wright
Officer — VP and Controller
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2017 | M | 308 | $17.59 | A | 66,023 | D | |
| Common Stock | Jun 30, 2017 | S | 308 | $25.75 | D | 65,715 | D | |
| Common Stock | Jun 30, 2017 | M | 11,858 | $13.41 | A | 77,573 | D | |
| Common StockF2 | Jun 30, 2017 | S | 11,858 | $25.7512 | D | 65,715 | D | |
| Common Stock | Jun 30, 2017 | M | 14,205 | $17.85 | A | 79,920 | D | |
| Common StockF3 | Jun 30, 2017 | S | 14,205 | $25.7609 | D | 65,715 | D | |
| Common Stock | Jun 30, 2017 | M | 11,682 | $21.22 | A | 77,397 | D | |
| Common StockF4 | Jun 30, 2017 | S | 11,682 | $25.7584 | D | 65,715 | D | |
| Common Stock | Jun 30, 2017 | M | 7,397 | $22.77 | A | 73,112 | D | |
| Common StockF5 | Jun 30, 2017 | S | 7,397 | $25.7671 | D | 65,715 | D | |
| Common Stock | Jun 30, 2017 | M | 11,225 | $8.86 | A | 76,940 | D | |
| Common StockF6 | Jun 30, 2017 | S | 11,225 | $25.7882 | D | 65,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F7 | $17.59 | Jun 30, 2017 | M | 308 | D | — | Feb 2, 2021 | Common Stock | 308 | 0 | D |
| Option (Right to Buy)F8 | $13.41 | Jun 30, 2017 | M | 11,858 | D | — | Feb 1, 2022 | Common Stock | 11,858 | 0 | D |
| Option (Right to Buy)F9 | $17.85 | Jun 30, 2017 | M | 14,205 | D | — | Feb 6, 2023 | Common Stock | 14,205 | 0 | D |
| Option (Right to Buy)F10 | $21.22 | Jun 30, 2017 | M | 11,682 | D | — | Feb 5, 2024 | Common Stock | 11,682 | 0 | D |
| Option (Right to Buy)F11 | $22.77 | Jun 30, 2017 | M | 7,397 | D | — | Feb 4, 2025 | Common Stock | 7,397 | 3,698 | D |
| Option (Right to Buy)F12 | $8.86 | Jun 30, 2017 | M | 11,225 | D | — | Feb 3, 2026 | Common Stock | 11,225 | 22,448 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2017.
- F10These options vested in three equal annual installments beginning February 5, 2015.
- F11This option became exercisable as to 3,698 shares on February 4, 2016 and 3,699 shares on February 4, 2017, and becomes exercisable as to the remaining 3,698 shares on February 4, 2018.
- F12This option became exerisable as to 11,225 shares on February 3, 2017 and becomes exercisable as to an additional 11,224 shares on February 3, 2018 and the remaining 11,224 shares on February 3, 2019.
- F2The price reported in Column 4 of Line 4 with respect to the 11,858 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.765. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
- F3The price reported in Column 4 of Line 6 with respect to the 14,205 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.78 The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (3) to this Form 4.
- F4The price reported in Column 4 of Line 8 with respect to the 11,682 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.768 The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4.
- F5The price reported in Column 4 of Line 10 with respect to the 7,397 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $25.808. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (5) to this Form 4.
- F6The price reported in Column 4 of Line 12 with respect to the 11,225 shares sold on June 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.775 to $25.801. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (6) to this Form 4.
- F7These options vested in three equal annual installments beginning February 2, 2012.
- F8These options vested in three equal annual installments beginning February 1, 2013.
- F9These options vested in three equal annual installments beginning February 6, 2014.