SEC Form 4 · accession 0001214659-17-004282
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy W. Wright
Officer — VP and Controller
Period of report
Jun 29, 2017
Accepted (ET)
Jul 3, 2017 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2017 | M | 3,433 | $13.50 | A | 69,148 | D | |
| Common Stock | Jun 29, 2017 | S | 3,433 | $25.75 | D | 65,715 | D | |
| Common Stock | Jun 29, 2017 | M | 21,429 | $2.59 | A | 87,144 | D | |
| Common Stock | Jun 29, 2017 | S | 21,429 | $25.75 | D | 65,715 | D | |
| Common Stock | Jun 29, 2017 | M | 1,900 | $13.41 | A | 67,615 | D | |
| Common Stock | Jun 29, 2017 | S | 1,900 | $25.76 | D | 65,715 | D | |
| Common Stock | Jun 29, 2017 | M | 6,200 | $17.59 | A | 71,915 | D | |
| Common Stock | Jun 29, 2017 | S | 6,200 | $25.75 | D | 65,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $13.50 | Jun 29, 2017 | M | 3,433 | D | — | Feb 23, 2020 | Common Stock | 3,433 | 0 | D |
| Option (Right to Buy)F3 | $2.59 | Jun 29, 2017 | M | 21,429 | D | — | Mar 2, 2019 | Common Stock | 21,429 | 0 | D |
| Option (Right to Buy)F4 | $13.41 | Jun 29, 2017 | M | 1,900 | D | — | Feb 1, 2022 | Common Stock | 1,900 | 11,858 | D |
| Option (Right to Buy)F5 | $17.59 | Jun 29, 2017 | M | 6,200 | D | — | Feb 2, 2021 | Common Stock | 6,200 | 308 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2017.
- F2These options vested in three equal annual installments beginning February 23, 2011.
- F3These options vested in three equal annual installments beginning March 2, 2010.
- F4These options vested in three equal annual installments beginning February 1, 2013.
- F5These options vested in three equal annual installments beginning February 2, 2012.