SEC Form 4 · accession 0001214659-17-002408
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell R Stolle
Officer — Sr. VP & Deputy GC
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 3, 2017 | M | 12,626 | $17.85 | A | 93,351 | D | |
| Common Stock | Apr 3, 2017 | S | 12,626 | $24.90 | D | 80,725 | D | |
| Common Stock | Apr 3, 2017 | M | 9,978 | $8.86 | A | 90,703 | D | |
| Common Stock | Apr 3, 2017 | S | 9,978 | $24.90 | D | 80,725 | D | |
| Common Stock | Apr 5, 2017 | M | 4,989 | $8.86 | A | 85,714 | D | |
| Common Stock | Apr 5, 2017 | S | 4,989 | $25.00 | D | 80,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $17.85 | Apr 3, 2017 | M | 12,626 | D | — | Feb 6, 2023 | Common Stock | 12,626 | 0 | D |
| Option (Right to Buy)F3 | $8.86 | Apr 3, 2017 | M | 9,978 | D | — | Feb 3, 2026 | Common Stock | 9,978 | 34,920 | D |
| Option (Right to Buy)F3 | $8.86 | Apr 5, 2017 | M | 4,989 | D | — | Feb 3, 2026 | Common Stock | 4,989 | 29,931 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
- F2These options vested in three equal installments beginning February 6, 2014.
- F3This option became exercisable as to 14,967 shares on February 3, 2017 and becomes exercisable as to an additional 14,966 shares on February 3, 2018 and the remaining 14,965 shares on February 3, 2019.