SEC Form 4 · accession 0001214659-17-001284
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kimo Esplin
Officer — Exec VP, Strategy & Investment
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 110,663 | $20.66 | A | 607,363 | D | |
| Common Stock | Feb 16, 2017 | F | 106,024 | $22.025 | D | 501,339 | D | |
| Common Stock | Feb 16, 2017 | S | 4,639 | $22.025 | D | 496,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $20.66 | Feb 16, 2017 | M | 110,663 | D | — | Feb 20, 2017 | Common Stock | 110,663 | 0 | D |
Explanation of responses
- F1Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 16, 2017 of $22.025.
- F2These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008.