SEC Form 4 · accession 0001214659-17-000823
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Gerrard
Officer — Sr. VP, EHS
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 6:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | M | 6,773 | — | A | 56,104 | D | |
| Common Stock | Feb 3, 2017 | F | 1,996 | $20.55 | D | 54,108 | D | |
| Common StockF1 | Feb 4, 2017 | M | 2,342 | — | A | 56,450 | D | |
| Common Stock | Feb 4, 2017 | F | 641 | $20.55 | D | 55,809 | D | |
| Common StockF1 | Feb 5, 2017 | M | 3,141 | — | A | 58,950 | D | |
| Common Stock | Feb 5, 2017 | F | 860 | $20.55 | D | 58,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Feb 3, 2017 | M | 6,773 | D | Feb 3, 2017 | Feb 3, 2017 | Phantom Stock | 6,773 | 6,773 | D |
| Phantom StockF1 | — | Feb 4, 2017 | M | 2,342 | D | Feb 4, 2017 | Feb 4, 2017 | Phantom Stock | 2,342 | 2,342 | D |
| Phantom StockF1 | — | Feb 5, 2017 | M | 3,141 | D | Feb 5, 2017 | Feb 5, 2017 | Phantom Stock | 3,141 | 3,141 | D |
Explanation of responses
- F1Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock.
- F2Shares automatically withheld upon settlement of phantom stock.