SEC Form 4 · accession 0001214659-17-000712
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald W Gerrard
Officer — Sr. VP, EHS
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $21.01 | Feb 1, 2017 | A | 16,216 | A | — | Feb 1, 2027 | Common Stock | 16,216 | 16,216 | D |
| Phantom StockF2,F3 | — | Feb 1, 2017 | A | 9,519 | A | — | — | Common Stock | 9,519 | 9,519 | D |
Explanation of responses
- F1These options granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 1, 2018.
- F2Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof.
- F3These shares of phantom stock become payable in three equal annual installments beginning February 1, 2018.