SEC Form 4 · accession 0001214659-17-000492
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian V Ridd
Officer — Sr. VP, Purchasing
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | M | 44,265 | $20.66 | A | 270,280 | D | |
| Common Stock | Jan 25, 2017 | S | 44,265 | $21.50 | D | 226,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $20.66 | Jan 25, 2017 | M | 44,265 | D | — | Feb 20, 2017 | Common Stock | 44,265 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.
- F2These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008.