SEC Form 4 · accession 0001214659-17-000491
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell R Stolle
Officer — Sr. VP & Deputy GC
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | M | 33,199 | $20.66 | A | 113,098 | D | |
| Common StockF2 | Jan 25, 2017 | S | 33,199 | $21.2934 | D | 79,899 | D | |
| Common Stock | Jan 25, 2017 | M | 10,439 | $17.59 | A | 90,338 | D | |
| Common Stock | Jan 25, 2017 | S | 10,439 | $21.45 | D | 79,899 | D | |
| Common Stock | Jan 26, 2017 | M | 15,723 | $13.41 | A | 95,622 | D | |
| Common Stock | Jan 26, 2017 | S | 15,723 | $21.65 | D | 79,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $20.66 | Jan 25, 2017 | M | 33,199 | D | — | Feb 20, 2017 | Common Stock | 33,199 | 0 | D |
| Option (Right to Buy)F4 | $17.59 | Jan 25, 2017 | M | 10,439 | D | — | Feb 2, 2021 | Common Stock | 10,439 | 0 | D |
| Option (Right to Buy)F5 | $13.41 | Jan 26, 2017 | M | 15,723 | D | — | Feb 1, 2022 | Common Stock | 15,723 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2016.
- F2The price reported in Column 4 of Line 2 with respect to the 33,199 shares sold on January 25, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.16 to $21.46. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4.
- F3These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008.
- F4These options vested in three equal installments beginning February 2, 2012.
- F5These options vested in three equal installments beginning February 1, 2013.