SEC Form 4 · accession 0001214659-16-013631
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rohit Aggarwal
Officer — Division President
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $17.26 | Sep 7, 2016 | A | 20,950 | A | — | Sep 7, 2026 | Common Stock | 20,950 | 20,950 | D |
| Phantom StockF2,F1,F3 | — | Sep 7, 2016 | A | 8,691 | A | — | — | Common Stock | 8,691 | 8,691 | D |
Explanation of responses
- F1These options granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning September 7, 2017.
- F2Each share of phantom stock represents a right to receive one share of common stock or, Huntsman Corporation's election, the cash value thereof.
- F3The shares of phantom stock become payable in three equal annual installments beginning September 7, 2017.