SEC Form 4 · accession 0001214659-16-009370
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Huntsman
Officer — Division President
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2016 | F | 1,103 | $9.41 | D | 35,007 | D | |
| Common StockF1 | Feb 5, 2016 | F | 1,331 | $8.94 | D | 33,676 | D | |
| Common StockF1 | Feb 6, 2016 | F | 1,235 | $8.94 | D | 32,441 | D | |
| Common StockF2 | holding | — | — | — | 15,118 | I | By Brownie Capital, LLC | |
| Common StockF3 | holding | — | — | — | 11,923,244 | I | By Huntsman Family Holdings Company LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.
- F2The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and the reporting person. The reporting person disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.