SEC Form 4 · accession 0001214659-15-001054
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Wade Rogers
Officer — Sr. VP, Human Resources
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 8,783 | $0.00 | A | 154,589 | D | |
| Common StockF2 | Feb 5, 2015 | F | 1,063 | $23.18 | D | 153,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $22.77 | Feb 4, 2015 | A | 14,793 | A | — | Feb 4, 2025 | Common Stock | 14,793 | 14,793 | D |
Explanation of responses
- F1These shares of restricted stock granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.
- F2Shares automatically withheld upon settlement of phantom stock to satisfy tax withholding obligations.
- F3These options granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.