SEC Form 4 · accession 0001214659-15-001048
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul G Hulme
Officer — Division President
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2015 | M | 5,603 | — | A | 197,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $22.77 | Feb 4, 2015 | A | 19,231 | A | — | Feb 4, 2025 | Common Stock | 19,231 | 19,231 | D |
| Phantom StockF3,F4 | — | Feb 4, 2015 | A | 11,419 | A | — | — | Common Stock | 11,419 | 11,419 | D |
| Phantom StockF1 | — | Feb 5, 2015 | M | 5,603 | D | Feb 6, 2014 | Feb 6, 2014 | Common Stock | 11,204 | 11,204 | D |
Explanation of responses
- F1Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof. The reporting person's shares of phantom stock were settled for shares of common stock.
- F2These options granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.
- F3Each share of phantom stock represents a right to receive one share of common stock or, at Huntsman Corporation's election, the cash value thereof.
- F4These shares of phantom stock become payable in three equal annual installments beginning February 4, 2016.