SEC Form 4 · accession 0001214659-15-001045
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Huntsman
Officer — Division President
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 8,783 | $0.00 | A | 66,603 | D | |
| Common StockF2 | Feb 5, 2015 | F | 947 | $23.18 | D | 65,656 | D | |
| Common StockF3 | holding | — | — | — | 15,118 | I | By Brownie Capital, LLC | |
| Common StockF4 | holding | — | — | — | 11,938,362 | I | By Huntsman Family Holdings Company LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $22.77 | Feb 4, 2015 | A | 14,793 | A | — | Feb 4, 2025 | Common Stock | 14,793 | 14,793 | D |
Explanation of responses
- F1These shares of restricted stock granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.
- F2Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.
- F3The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and the reporting person. The reporting person disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuinary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F5These options granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.