SEC Form 4 · accession 0001214659-15-001044
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter R Huntsman
Officer — President, CEO · Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2015 | A | 142,292 | $0.00 | A | 3,745,054 | D | |
| Common StockF2 | Feb 5, 2014 | F | 23,394 | $23.18 | D | 3,721,660 | D | |
| Common StockF3 | holding | — | — | — | 191,000 | I | By Spouse as UGMA Custodian for Children | |
| Common StockF4 | holding | — | — | — | 843,657 | I | By Spouse as UTMA Custodian | |
| Common Stock | holding | — | — | — | 933,328 | I | By P&B Capital, L.C. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5 | $22.77 | Feb 4, 2015 | A | 239,645 | A | — | Feb 4, 2025 | Common Stock | 239,645 | 239,645 | D |
Explanation of responses
- F1These shares of restricted stock granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.
- F2Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.
- F3Represents shares held by spouse as Uniform Gifts to Minors Act custodian for six of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F4Represents shares held by spouse as Utah Uniform Transfer to Minors Act custodian for eight of the reporting person's children. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F5These options granted under the Huntsman Stock Incentive Plan vest in three equal annual installments beginning February 4, 2016.