SEC Form 4 · accession 0001781002-26-000001
LIQTECH INTERNATIONAL INC · LIQT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bleichroeder LP
10% Owner
Period of report
Jun 5, 2026
Accepted (ET)
Jun 9, 2026 · 4:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001307579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 5, 2026 | P | 700,000 | $1.00 | A | 3,882,239 | I | See footnote |
| Common StockF2 | Jun 8, 2026 | J | 3,000,000 | $1.00 | A | 6,882,239 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 5, 2026, 21 April Fund, Ltd. and 21 April Fund, LP (the "Funds") agreed to buy 700,000 shares of Common Stock at a price of $1.00 per share in the Issuer's underwritten public offering pursuant to the Registration Statement on Form S-1 (File No. 333-296258) filed with the Securities and Exchange Commission on May 27, 2026, as amended.
- F2This form is filed by Bleichroeder LP. The securities reported herein are directly held by the Funds. Bleichroeder LP serves as registered investment adviser to the Funds and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.
- F3On June 8, 2026, the Issuer cancelled $3,000,000 in principal amount of promissory notes in exchange for the issuance to the Funds of 3,000,000 shares of Common Stock.