SEC Form 4/A · accession 0001437749-15-000344
LIQTECH INTERNATIONAL INC · LIQT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael S Barish
Director
Period of report
Oct 15, 2014
Accepted (ET)
Jan 6, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 15, 2014 | A | 100,000 | $0.00 | A | 1,728,336 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purpose of this amendment is to report the vesting schedule as follows: On October 15, 2014, the Reporting Person was awarded 100,000 restricted shares of Common Stock which shall vest as follows: one-third on December 31, 2014, one-third on December 31, 2015, and one-third on December 31, 2016. All shares will vest immediately upon a change of control
- F2Includes warrants exercisable on October 9, 2013 through December 31, 2016 for an aggregate of 398,000 shares at an exercise price of $2.70 per share and 921,536 shares owned indirectly