SEC Form 3 · accession 0000921895-17-001538
LIQTECH INTERNATIONAL INC · LIQT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 3,510,869 | D | ||
| Common StockF1,F3 | holding | — | — | — | 1,302,006 | I | By: Norman H. Pessin | |
| Common StockF1,F4 | holding | — | — | — | 2,034,635 | I | By: Brian Pessin |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 3 is filed jointly by Norman H. Pessin, Sandra F. Pessin and Brian Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
- F2Norman H. Pessin and Brian Pessin each expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3Shares beneficially owned by Norman H. Pessin, Sandra F. Pessin's spouse. Sandra F. Pessin and Brian Pessin each expressly disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein.
- F4Shares beneficially owned by Brian Pessin. Sandra F. Pessin and Norman H. Pessin each expressly disclaims beneficial ownership of such shares except to the extent of his or her pecuniary interest therein.