SEC Form 4 · accession 0001306830-16-000423
Celanese Corp · CE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori A Johnston
Officer — EVP & CAO
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001306830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Nov 8, 2016 | M | 57,085 | $37.55 | A | 109,645 | D | |
| Series A Common StockF1 | Nov 8, 2016 | S | 83,829 | $72.30 | D | 25,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $37.55 | Nov 8, 2016 | M | 57,085 | D | — | Oct 17, 2019 | Series A Common Stock | 57,085 | 0 | D |
Explanation of responses
- F1The reported price in this line is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.75 to $73.09. The reporting person will provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price.
- F2Granted pursuant to the Company's 2009 Global Incentive Plan, as Amended and Restated April 19, 2012. The options vested with respect to 33.3% of the options on each of October 17, 2013 and October 17, 2014, and with respect to 33.4% of the options on October 17, 2015.