SEC Form 4 · accession 0001306830-16-000315
Celanese Corp · CE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Rohr
Officer — Chairman and CEO · Director
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001306830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Jun 16, 2016 | M | 25,000 | $32.68 | A | 418,464 | D | |
| Series A Common StockF1 | Jun 16, 2016 | S | 17,200 | $69.503 | D | 401,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $32.68 | Jun 16, 2016 | M | 25,000 | D | — | Apr 25, 2017 | Series A Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The reported price in this line is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $69.18 to $69.635. The reporting person will provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price.
- F2Granted upon first election to the Company's board of directors on April 25, 2007, pursuant to the Company's 2004 Stock Incentive Plan. The options vested with respect to 25% of the options on each of January 1, 2009, January 1, 2010, January 1, 2011 and January 1, 2012.