SEC Form 4 · accession 0001306830-15-000084
Celanese Corp · CE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gjon N Nivica Jr.
Officer — SVP and General Counsel
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001306830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | May 18, 2015 | M | 7,610 | $32.35 | A | 47,995 | D | |
| Series A Common Stock | May 18, 2015 | M | 10,944 | $32.51 | A | 58,939 | D | |
| Series A Common Stock | May 18, 2015 | S | 16,359 | $67.30 | D | 42,580 | D | |
| Series A Common Stock | May 18, 2015 | G | 2,990 | $0.00 | D | 39,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $32.35 | May 18, 2015 | M | 7,610 | D | — | Oct 1, 2017 | Series A Common Stock | 7,610 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $32.51 | May 18, 2015 | M | 10,944 | D | — | Oct 1, 2018 | Series A Common Stock | 10,944 | 3,651 | D |
Explanation of responses
- F1Granted pursuant to the Company's 2009 Stock Incentive Plan. The options vested with respect to 25% of the options on each of October 1, 2012, October 1, 2013, October 1, 2013 and October 1, 2014.
- F2Granted pursuant to the Company's 2009 Global Incentive Plan. The original grant of 14,595 options vested with respect to 25% of such options on each of October 1, 2012, October 1, 2013 and October 1, 2014, and will vest with respect to the final 25% of such options, subject to continued employment, on October 1, 2015.