SEC Form 4/A · accession 0001209191-17-011682
BlackRock Energy & Resources Trust · BGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kyle McClements
Other
Period of report
Jan 31, 2017
Accepted (ET)
Feb 16, 2017 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001306550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF1 | — | Jan 31, 2017 | A | 2,465 | A | — | — | Common Stock | 2,465 | 2,465 | D |
Explanation of responses
- F1A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. These phantom shares vest in equal installments on each of the first three anniversaries of the award.
Remarks
The Form 4 originally filed on behalf of the reporting person on February 2, 2017 incorrectly reflected the number of securities beneficially owned following the reported acquisition. This amendment is intended to replace, in its entirety, the Form 4 filed on February 2, 2017.