SEC Form 4 · accession 0001209191-17-004064
BlackRock Energy & Resources Trust · BGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen P Robards
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001306550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF1,F2,F3 | — | Jan 13, 2017 | A | 92 | A | — | — | Common Stock | 92 | 5,204 | D |
Explanation of responses
- F1The Performance Rights were accrued under the BlackRock Deferred Compensation Plan.
- F2One Performance Right is convertible into the cash value of one share of BlackRock Energy and Resources Trust.
- F3The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person.