SEC Form 4 · accession 0001305773-18-000022
Conformis Inc · CFMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia A Davis
Officer — CLO & GENERAL COUNSEL
Period of report
Mar 14, 2018
Accepted (ET)
Mar 20, 2018 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2018 | A | 70,561 | $0.00 | A | 70,561 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.35 | Mar 14, 2018 | A | 132,065 | A | Mar 5, 2019 | Mar 14, 2028 | Common Stock | 132,065 | 0 | D |
Explanation of responses
- F1The stock option will vest and become exercisable with respect to 25% of the total number of shares on March 5, 2019 and thereafter in equal monthly installments over a three-year period following March 5, 2019.