SEC Form 4 · accession 0001305773-17-000025
Conformis Inc · CFMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philipp Lang
Director
Period of report
Jan 20, 2017
Accepted (ET)
Jan 24, 2017 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2017 | M | 5,165 | $5.26 | A | 519,784 | D | |
| Common Stock | Jan 20, 2017 | M | 4,259 | $5.50 | A | 524,043 | D | |
| Common Stock | Jan 20, 2017 | S | 9,424 | $8.60 | D | 514,619 | D | |
| Common Stock | Jan 23, 2017 | M | 100 | $5.26 | A | 514,719 | D | |
| Common Stock | Jan 23, 2017 | M | 157 | $5.50 | A | 514,876 | D | |
| Common Stock | Jan 23, 2017 | S | 257 | $8.60 | D | 514,619 | D | |
| Common StockF2 | holding | — | — | — | 12,498 | I | See footnote. | |
| Common StockF3 | holding | — | — | — | 930,904 | I | See footnote. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $5.26 | Jan 20, 2017 | M | 5,165 | D | — | Sep 27, 2021 | Common Stock | 5,165 | 187,555 | D |
| Stock Option (right to buy)F4 | $5.50 | Jan 20, 2017 | M | 4,259 | D | — | Mar 27, 2022 | Common Stock | 4,259 | 125,435 | D |
| Stock Option (right to buy)F4 | $5.26 | Jan 23, 2017 | M | 100 | D | — | Sep 27, 2021 | Common Stock | 100 | 187,455 | D |
| Stock Option (right to buy)F4 | $5.50 | Jan 23, 2017 | M | 157 | D | — | Mar 27, 2022 | Common Stock | 157 | 125,278 | D |
Explanation of responses
- F1This sale was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F2The shares are held directly by the Reporting Person's children.
- F3The shares are held directly by the NP Irrevocable Trust udt dated 12/28/12. The Reporting Person's immediate family members are beneficiaries of the NP Irrevocable Trust udt dated 12/28/12, and the Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest therein.
- F4This option is fully vested.