SEC Form 4 · accession 0001305773-17-000012
Conformis Inc · CFMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Augusti
Officer — President & CEO · Director
Period of report
Dec 2, 2016
Accepted (ET)
Jan 9, 2017 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | A | 44,750 | $0.00 | A | 44,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $8.78 | Dec 2, 2016 | A | 179,178 | A | — | Dec 2, 2026 | Common Stock | 179,178 | 179,178 | D |
Explanation of responses
- F1This option was granted on December 2, 2016 and vests over four years, with 25% of the shares underlying the option vesting on December 2, 2017 and 2.0833% of the shares underlying the option vesting monthly thereafter.