SEC Form 4 · accession 0001305773-17-000010
Conformis Inc · CFMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Philipp Lang
Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 9, 2017 · 8:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2017 | M | 100 | $5.26 | A | 514,719 | D | |
| Common Stock | Jan 5, 2017 | M | 100 | $5.26 | A | 514,819 | D | |
| Common Stock | Jan 5, 2017 | M | 100 | $5.50 | A | 514,919 | D | |
| Common Stock | Jan 5, 2017 | M | 100 | $5.50 | A | 515,019 | D | |
| Common Stock | Jan 5, 2017 | S | 400 | $8.60 | D | 514,619 | D | |
| Common Stock | Jan 5, 2017 | M | 100 | $5.50 | A | 514,719 | D | |
| Common Stock | Jan 5, 2017 | M | 100 | $5.26 | A | 514,819 | D | |
| Common StockF2 | holding | — | — | — | 12,498 | I | See footnote. | |
| Common StockF3 | holding | — | — | — | 930,904 | I | See footnote. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $5.26 | Jan 5, 2017 | M | 100 | D | — | Sep 27, 2021 | Common Stock | 100 | 14,931 | D |
| Stock Option (right to buy)F4 | $5.26 | Jan 5, 2017 | M | 100 | D | — | Sep 27, 2021 | Common Stock | 100 | 242,806 | D |
| Stock Option (right to buy)F4 | $5.50 | Jan 5, 2017 | M | 100 | D | — | Mar 27, 2022 | Common Stock | 100 | 184,252 | D |
| Stock Option (right to buy)F4 | $5.50 | Jan 5, 2017 | M | 100 | D | — | Mar 27, 2022 | Common Stock | 100 | 4,409 | D |
Explanation of responses
- F1This sale was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F2The shares are held directly by the Reporting Person's children.
- F3The shares are held directly by the NP Irrevocable Trust udt dated 12/28/12. The Reporting Person's immediate family members are beneficiaries of the NP Irrevocable Trust udt dated 12/28/12, and the Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest therein.
- F4This option is fully vested.