SEC Form 4 · accession 0001305773-16-000024
Conformis Inc · CFMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Steines
Officer — Chief Technology Officer
Period of report
Sep 14, 2016
Accepted (ET)
Sep 16, 2016 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 14, 2016 | S | 10,000 | $8.20 | D | 245,213 | D | |
| Common StockF3 | Sep 16, 2016 | S | 20,000 | $9.53 | D | 225,213 | D | |
| Common StockF4 | holding | — | — | — | 130,000 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F2The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $8.10-$8.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $9.00-$9.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The shares are held directly by the Steines 2011 Family Trust. The Reporting Person's children are beneficiaries of the Steines 2011 Family Trust, and the Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest therein.