SEC Form 4 · accession 0001305773-16-000020
Conformis Inc · CFMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Fallon III
Director
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2016 | M | 55,000 | $0.60 | A | 92,222 | D | |
| Common Stock | Aug 17, 2016 | S | 4,000 | $8.44 | D | 88,222 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.60 | Aug 17, 2016 | M | 55,000 | D | — | Sep 11, 2016 | Common Stock | 55,000 | 0 | D |
Explanation of responses
- F1This option is fully vested.