SEC Form 4 · accession 0001209191-16-126366

QLIK TECHNOLOGIES INC · QLIK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lars Bjork

Officer — CEO and President · Director

Period of report

Jun 5, 2016

Accepted (ET)

Jun 7, 2016 · 7:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001305294

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 5, 2016	M	15,075	—	A	886,272	D
Common Stock^F1	Jun 6, 2016	M	17,650	—	A	903,922	D
Common Stock^F3	Jun 6, 2016	S	12,035	$30.1363	D	891,887	D
Common Stock^F1	Jun 7, 2016	M	5,575	—	A	897,462	D
Common Stock^F1	Jun 7, 2016	M	4,950	—	A	902,412	D
Common Stock^F4	Jun 7, 2016	S	4,765	$30.085	D	897,647	D
Common Stock	holding	—	—		—	1	I	By 2013 GRAT
Common Stock^F5	holding	—	—		—	28,823	I	By 2012 GRAT

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F6,F7	—	Jun 5, 2016	M	15,075	D	—	—	Common Stock	15,075	45,225	D
Restricted Stock Unit^F1,F8,F7	—	Jun 6, 2016	M	17,650	D	—	—	Common Stock	17,650	35,300	D
Restricted Stock Unit^F1,F9,F7	—	Jun 7, 2016	M	5,575	D	—	—	Common Stock	5,575	5,575	D
Restricted Stock Unit^F1,F10,F7	—	Jun 7, 2016	M	4,950	D	—	—	Common Stock	4,950	0	D

Explanation of responses

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F10The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
F2Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.13 to $30.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.085 to $30.0881, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
F5The Reporting Person's spouse in the successor trustee of the trust. The Reporting Person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F6The RSUs vest in four (4) equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
F7Not applicable.
F8The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
F9The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.