SEC Form 4 · accession 0001209191-16-120455
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah C Hopkins
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2016 | M | 5,600 | $0.00 | A | 29,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | May 12, 2016 | A | 6,500 | A | — | — | Common Stock | 6,500 | 6,500 | D |
| Restricted Stock UnitF1,F4,F3 | — | May 13, 2016 | M | 5,600 | D | — | — | Common Stock | 5,600 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- F2The RSUs vest on May 12, 2017. The vested shares will be delivered to the Reporting Person on May 12, 2017.
- F3Not applicable.
- F4The Reporting Person received an RSU grant on May 13, 2015, which vested 100% on May 13, 2016.