SEC Form 4 · accession 0001209191-15-069957
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Deighton
Officer — CTO and Senior VP of Products
Period of report
Sep 8, 2015
Accepted (ET)
Sep 9, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2015 | M | 3,506 | $22.68 | A | 9,864 | D | |
| Common Stock | Sep 8, 2015 | M | 4,425 | $22.26 | A | 14,289 | D | |
| Common StockF2 | Sep 8, 2015 | S | 7,931 | $38.8623 | D | 6,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $22.68 | Sep 8, 2015 | M | 3,506 | D | — | Jun 6, 2024 | Common Stock | 3,506 | 38,569 | D |
| Employee Stock Option (Right to Buy)F4 | $22.26 | Sep 8, 2015 | M | 4,425 | D | — | Jun 7, 2022 | Common Stock | 4,425 | 13,275 | D |
Explanation of responses
- F1The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2014, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.67 to $39.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 6, 2015 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
- F4Exercisable with respect to one-quarter (1/4) of the shares of stock which are subject to this option on June 7, 2013 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three-quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.