SEC Form 4 · accession 0001209191-15-069954
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C. Thurmond
Officer — EVP, Worldwide Sales and Serv.
Period of report
Sep 8, 2015
Accepted (ET)
Sep 9, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $39.59 | Sep 8, 2015 | A | 230,000 | A | — | Sep 8, 2025 | Common Stock | 230,000 | 230,000 | D |
Explanation of responses
- F1Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on September 8, 2016 (the "Initial Vesting Date"), provided the Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.