SEC Form 4 · accession 0001209191-15-062626
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Deighton
Officer — CTO and Senior VP of Products
Period of report
Jul 24, 2015
Accepted (ET)
Jul 28, 2015 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 24, 2015 | M | 23,100 | $29.74 | A | 29,458 | D | |
| Common Stock | Jul 24, 2015 | M | 22,600 | $29.72 | A | 52,058 | D | |
| Common StockF2 | Jul 24, 2015 | S | 45,700 | $40.5634 | D | 6,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $29.74 | Jul 24, 2015 | M | 23,100 | D | — | Nov 7, 2021 | Common Stock | 23,100 | 3,300 | D |
| Employee Stock Option (Right to Buy)F4 | $29.72 | Jul 24, 2015 | M | 22,600 | D | — | Jun 7, 2023 | Common Stock | 22,600 | 22,600 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2014, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $41.00, inclusive.
- F3Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on November 7, 2012 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
- F4Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 7, 2014 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.