SEC Form 4 · accession 0001209191-15-051465

QLIK TECHNOLOGIES INC · QLIK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Anthony Deighton

Officer — CTO and Senior VP of Products

Period of report

Jun 5, 2015

Accepted (ET)

Jun 9, 2015 · 4:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001305294

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jun 6, 2015	M	6,625	—	A	11,583	D
Common Stock^F1	Jun 7, 2015	M	2,275	—	A	13,858	D
Common Stock^F1	Jun 7, 2015	M	2,025	—	A	15,883	D
Common Stock	Jun 8, 2015	M	14,025	$22.68	A	29,908	D
Common Stock	Jun 8, 2015	M	4,425	$22.26	A	34,333	D
Common Stock^F3	Jun 8, 2015	S	4,917	$36.4493	D	29,416	D
Common Stock^F5	Jun 8, 2015	S	23,058	$36.8071	D	6,358	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6	$37.32	Jun 5, 2015	A	37,300	A	—	Jun 5, 2025	Common Stock	37,300	37,300	D
Restricted Stock Unit^F1,F7,F8	—	Jun 5, 2015	A	16,100	A	—	—	Common Stock	16,100	16,100	D
Restricted Stock Unit^F1,F9,F8	—	Jun 6, 2015	M	6,625	D	—	—	Common Stock	6,625	19,875	D
Restricted Stock Unit^F1,F10,F8	—	Jun 7, 2015	M	2,275	D	—	—	Common Stock	2,275	4,550	D
Restricted Stock Unit^F1,F11,F8	—	Jun 7, 2015	M	2,025	D	—	—	Common Stock	2,025	2,025	D
Employee Stock Option (Right to Buy)^F12	$22.68	Jun 8, 2015	M	14,025	D	—	Jun 6, 2024	Common Stock	14,025	42,075	D
Employee Stock Option (Right to Buy)^F13	$22.26	Jun 8, 2015	M	4,425	D	—	Jun 7, 2022	Common Stock	4,425	17,700	D

Explanation of responses

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F10The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
F11The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
F12Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 6, 2015 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
F13Exercisable with respect to one-quarter (1/4) of the shares of stock which are subject to this option on June 7, 2013 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three-quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
F2Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
F4The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011, as amended.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.13, inclusive.
F6Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
F7The RSUs vest in four equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
F8Not applicable.
F9The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.