SEC Form 4 · accession 0001209191-15-049735
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene Jackson
Officer — Chief Marketing Officer
Period of report
May 13, 2015
Accepted (ET)
Jun 3, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | A | 50,000 | $0.00 | A | 50,000 | D | |
| Common StockF3 | Jun 1, 2015 | S | 3,405 | $36.3814 | D | 46,595 | D | |
| Common StockF5 | Jun 2, 2015 | S | 9,095 | $35.9986 | D | 37,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired upon the Reporting Person achieving certain performance criteria pursuant to a previously issued performance based restricted stock unit award, which includes 12,500 shares subject to vesting on June 1, 2015, June 1, 2016, June 1, 2017 and June 1, 2018 provided that the Reporting Person remains continuously employed by the Issuer through such date.
- F2Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of the RSU referenced in footnote (1).
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.3662 to $36.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (5) to this Form 4.
- F4The sale of these shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2015.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.81 to $36.18, inclusive.