SEC Form 4/A · accession 0001209191-15-016891
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Anthony Deighton
Officer — CTO and Senior VP of Products
Period of report
Jun 30, 2014
Accepted (ET)
Feb 20, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2014 | M | 3,125 | $6.91 | A | 7,675 | D | |
| Common Stock | Jun 30, 2014 | S | 3,125 | $22.36 | D | 4,550 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The initial Form 4 inadvertently omitted 2,287 shares of the Issuer's Common Stock beneficially owned by the Reporting Person. These shares were also inadvertently omitted from the Reporting Person's subsequent Form 4s filed on October 2, 2014, November 12, 2014 and January 5, 2015.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011, as amended.