SEC Form 4 · accession 0001209191-15-001257
QLIK TECHNOLOGIES INC · QLIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Deighton
Officer — CTO and Senior VP of Products
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | M | 3,125 | $6.91 | A | 5,796 | D | |
| Common StockF2 | Dec 31, 2014 | S | 3,125 | $31.3753 | D | 2,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $6.91 | Dec 31, 2014 | M | 3,125 | D | — | May 20, 2020 | Common Stock | 3,125 | 5,750 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011, as amended.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.16 to $31.61, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3Exercisable with respect to one sixteenth (1/16) of the shares of stock which are subject to this option in equal increments quarterly over four (4) years beginning March 31, 2011, provided Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.