SEC Form 4 · accession 0001209191-15-024337
Eiger BioPharmaceuticals, Inc. · EIGR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Honig
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 2,500 | $11.30 | A | 2,500 | D | |
| Common Stock | Mar 5, 2015 | M | 2,200 | $11.30 | A | 4,700 | D | |
| Common Stock | Mar 5, 2015 | S | 2,500 | $22.50 | D | 2,200 | D | |
| Common Stock | Mar 5, 2015 | S | 2,200 | $22.29 | D | 0 | D | |
| Common Stock | Mar 6, 2015 | M | 5,000 | $9.58 | A | 5,000 | D | |
| Common Stock | Mar 6, 2015 | S | 5,000 | $25.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $11.30 | Mar 5, 2015 | M | 2,500 | D | Apr 2, 2014 | Mar 1, 2024 | Common Stock | 2,500 | 20,000 | D |
| Stock option (right to buy)F3 | $11.30 | Mar 5, 2015 | M | 2,200 | D | Apr 2, 2014 | Mar 1, 2024 | Common Stock | 2,200 | 17,800 | D |
| Stock option (right to buy)F4 | $9.58 | Mar 6, 2015 | M | 5,000 | D | Jun 20, 2014 | May 19, 2024 | Common Stock | 5,000 | 12,800 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 12, 2014.
- F2All shares subject to the option have vested and are exercisable as of the date of this filing.
- F31/36th of the Option vests each month after March 2, 2014 (the "Vesting Commencement Date") such that the Option will be fully vested three years after March 2, 2014.
- F41/12th of the Option vests each month after May 20, 2014 (the "Vesting Commencement Date") such that the Option will be fully vested one year after May 20, 2014.