SEC Form 4 · accession 0001305168-19-000011
ARC DOCUMENT SOLUTIONS, INC. · ARC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dilantha Wijesuriya
Officer — Chief Operating Officer
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2019 | A | 100,000 | $0.00 | A | 269,495 | D | |
| Common Stock | holding | — | — | — | 328,450 | I | Wijesuriya Family Trust DTD 9/4/2002 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $2.42 | Feb 13, 2019 | A | 75,551 | A | Feb 13, 2020 | Feb 13, 2029 | Common Stock | 75,551 | 75,551 | D |
Explanation of responses
- F1Grant of restricted stock which vests 33.3% on each of the first three anniversaries of the grant date.
- F2This stock option vests 25% on each of the first four anniversaries of the grant date.