SEC Form 4 · accession 0001305168-18-000073
ARC DOCUMENT SOLUTIONS, INC. · ARC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kumarakulasingam Suriyakumar
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Dec 21, 2018
Accepted (ET)
Dec 21, 2018 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 21, 2018 | P | 100,000 | $1.8668 | A | 2,620,664 | I | By Suriyakumar Family Trust |
| Common StockF3 | holding | — | — | — | 500,000 | I | Seiyonne Suriyakumar 2013 Irrevocable Trust | |
| Common StockF4 | holding | — | — | — | 500,000 | I | Shiyulli Suriyakumar 2013 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 695,772 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average price for multiple transactions ranging between $1.83 and $1.92. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price within the range.
- F2Shares are held by The Suriyakumar Revocable Family Trust dated March 20, 1999, Kumarakulasingam Suriyakumar and Rushika A. Suriyakumar as Trustees.
- F3Shares are held by the Seiyonne Suriyakumar 2013 Irrevocable Trust, Seiyonne Suriyakumar, as Trustee.
- F4Shares are held by the Shiyulli Suriyakumar 2013 Irrevocable Trust, Shiyulli Suriyakumar, as Trustee.