SEC Form 4 · accession 0001209191-15-038175
ARC DOCUMENT SOLUTIONS, INC. · ARC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Formolo
Director
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 30, 2015 | A | 7,026 | $0.00 | A | 109,814 | D | |
| Common StockF3 | holding | — | — | — | 32,441 | I | By Andersen-Formolo Family Foundation - Q52455005 | |
| Common StockF4 | holding | — | — | — | 12,740 | I | By Danish-Italian Investors, L.P., Series A |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock with a reacquisition right in favor of ARC Document Solutions, Inc. that lapses 12 months from date of grant (April 30, 2015).
- F2The total Securities Beneficially Owned has been updated based on an inadvertent under reporting of 2,881 shares in a prior filing.
- F3Thomas J. Formolo is the President of Andersen-Formolo Foundation - Q52455005. Mr. Formolo could be deemed to have a beneficial ownership of these shares but disclaims beneficial ownership.
- F4Thomas J. Formolo is a partner of Danish-Italian Investors, L.P., Series A. Mr. Formolo could be deemed to have beneficial ownership of all of these shares but disclaims beneficial ownership except to his pecuniary interest therein.