SEC Form 4 · accession 0001209191-15-028509
ARC DOCUMENT SOLUTIONS, INC. · ARC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jorge Avalos
Officer — Chief Financial Officer
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 41,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.89 | Mar 19, 2015 | A | 33,000 | A | Mar 19, 2016 | Mar 19, 2025 | Common Stock | 33,000 | 33,000 | D |
Explanation of responses
- F1Total shares was mistakenly over-reported by 1,500 shares, which were inadvertently added on the Form 4 filed on March 12, 2013.
- F2The shares subject to the stock option vest at the rate of 33.3% on each of the first three anniversaries of the date of grant.