SEC Form 4 · accession 0001209191-15-028369
ARC DOCUMENT SOLUTIONS, INC. · ARC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dilantha Wijesuriya
Officer — Chief Operating Officer
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2014 | J | 6,000 | $0.00 | D | 18,400 | D | |
| Common StockF1 | Dec 8, 2014 | J | 6,000 | $0.00 | A | 310,050 | I | Wijesuriya Family Trust DTD 9/4/2002 |
| Common Stock | holding | — | — | — | 24,400 | D | ||
| Common Stock | holding | — | — | — | 304,050 | I | Wijesuriya Family Trust DTD 9/4/2002 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.89 | Mar 19, 2015 | A | 46,000 | A | Mar 19, 2016 | Mar 19, 2025 | Common Stock | 46,000 | 46,000 | D |
Explanation of responses
- F1Estate transfer of shares from Mr. Wijesuriya to the Wijesuriya Family Trust of which Mr. Wijesuriya is a Trustee. This transaction was inadvertently not reported at the time of the transfer.
- F2The shares subject to the stock option vest at the rate of 33% on each of the first three anniversaries of the date of grant.