SEC Form 4 · accession 0000899243-17-004575
ARC DOCUMENT SOLUTIONS, INC. · ARC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dilantha Wijesuriya
Officer — Chief Operating Officer
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | A | 65,000 | $0.00 | A | 115,000 | D | |
| Common Stock | holding | — | — | — | 328,450 | I | Wijesuriya Family Trust DTD 9/4/2002 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option(right to buy)F2 | $4.75 | Feb 15, 2017 | A | 76,347 | A | Feb 15, 2018 | Feb 15, 2027 | Common Stock | 76,347 | 76,347 | D |
Explanation of responses
- F1Grant of restricted stock which vests 33.3% on each of the first three anniversaries of the grant date.
- F2This stock option vests 25% on each of the first four anniversaries of the grant date.