SEC Form 4 · accession 0001127602-16-057971
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne T. Schumann
Officer — Vice President
Period of report
Jul 12, 2016
Accepted (ET)
Jul 13, 2016 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 12, 2016 | S | 903 | $120.00 | D | 10,803 | D | |
| Common StockF3 | holding | — | — | — | 1,296 | I | 401(K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2015.
- F2Includes 5,973 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of July 12, 2016, the latest date for which such information is reasonably available.