SEC Form 4 · accession 0001127602-16-051336
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 4, 2016 | S | 1,183 | $110.99 | D | 11,240 | D | |
| Common StockF3 | holding | — | — | — | 15,415 | I | 401(k) | |
| Common StockF4 | holding | — | — | — | 887 | I | LESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2015.
- F2Includes 11,009 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of April 30, 2016, the latest date for which such information is reasonably available.
- F4Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of April 30, 2016.