SEC Form 4 · accession 0001127602-16-051136
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin Willis
Officer — Chief Financial Officer
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 3, 2016 | F | 591 | $112.01 | D | 12,423 | D | |
| Common StockF3 | holding | — | — | — | 15,303 | I | 401(k) | |
| Common StockF3 | holding | — | — | — | 887 | I | LESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's Amended and Restated 2011 Stock Incentive Plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- F2Balance includes 45 additional shares of Restricted Common Stock acquired in lieu of cash dividends on December 15, 2015 and 47 additional shares of Restricted Common Stock acquired in lieu of cash dividends on March 15, 2016. Balance now includes 11,009 shares of unvested Restricted Stock.
- F3Based on Employee Savings Plan information as of April 15, 2016, the latest date for which such information is reasonably available.