SEC Form 4/A · accession 0001127602-16-038768
ASHLAND INC. · ASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Janice Teal
Director
Period of report
Nov 19, 2015
Accepted (ET)
Feb 1, 2016 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001305014
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock UnitsF2,F1,F4 | — | Nov 19, 2015 | I | 2,938 | A | — | — | Common Stock | 2,938 | 2,938 | D |
Explanation of responses
- F11 for 1
- F2Transaction date on original Form 4 filing was erroneously reported as 11/19/2016 and should have been 11/19/2015.
- F3Intra-Plan transfer into Ashland Stock Fund pursuant to Ashland's Deferred Compensation Plan for Non-Employee Directors (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)
- F4Subject to any deferral election on timing of distribution by the reporting person under the Plan, the Common Stock Units are payable in Common Stock upon the reporting person's separation from service as a director.